Smart Sand, Inc. 10-K Cybersecurity GRC - 2026-02-26

Page last updated on February 26, 2026

Smart Sand, Inc. reported their cybersecurity risk management and governance process in a yearly 10-K filed on 2026-02-26 16:21:21 EST.

Filings

10-K filed on 2026-02-26

Smart Sand, Inc. filed a 10-K at 2026-02-26 16:21:21 EST
Accession Number: 0001529628-26-000006

Note: filing items unformatted. Drop us a note with the above URL to help us prioritize formatting it!

Item 1C. Cybersecurity.

ITEM 1C. - CYBERSECURITY We maintain a cyber risk management program designed to identify, assess, manage, mitigate, and respond to cybersecurity threats, and intended to protect the confidentiality, integrity, and availability of our critical systems and information. Our information technology ("IT") personnel, together with third party firms , work to identify, assess, and manage cybersecurity risks using various cybersecurity standards as a guide, including the National Institute of Standards and Technology (NIST) Cyber Security Framework, NIST 800-53, NIST 800-82, and International Electrotechnical Commission 62443. This does not imply that we meet any particular technical standards, specifications, or requirements, only that we use such frameworks as a guide to help us identify, assess, and manage cybersecurity risks relevant to our business. Our executive management team and board of directors are periodically updated by IT personnel regarding the status of, and adjustments to, our cybersecurity program. IT personnel are principally responsible for managing our cybersecurity risk assessment processes, our security controls, and our response to cybersecurity incidents. Our cybersecurity risk management program is integrated into our overall risk management program, and shares common methodologies, reporting channels and governance processes that apply across the risk management program to other legal, compliance, strategic, operational, and financial risk areas. To protect our technology systems from cybersecurity threats, we conduct security risk assessments and use various security tools designed to help prevent, identify, escalate, investigate, resolve, and recover from identified vulnerabilities and security incidents in a timely manner. These include, but are not limited to, internal reporting, monitoring, and detection tools designed to assist us in identifying vulnerabilities in our products before they are exploited by malicious threat actors. We use external service providers, where appropriate, to assess, test or otherwise assist with aspects of our security processes. We have a third-party risk management process for key service providers based on our assessment of their criticality to our operations and respective risk profile. Our Incident Response Plan defines and documents procedures for assessing, identifying, and managing a cybersecurity incident. In the event there is a cyber security incident, the designated IT personnel and the Incident Response Team are expected to assess the cybersecurity incident's impact as the basis for assigning a preliminary severity level. Designated IT personnel are also responsible for communicating incidents to other members of management as they deem appropriate. Our board of directors considers cybersecurity risk as part of its risk oversight function, including oversight of management's implementation of our cybersecurity risk management program. Aside from more immediate reporting of cybersecurity incidents it considers to be significant or potentially significant to our b oard of directors as described above, our IT personnel regularly provide our board of directors an update on our cybersecurity risk management program during each of its quarterly meetings, including regarding the effectiveness of technical and human security controls, cybersecurity training program compliance, internal and third-party cybersecurity incidents, and cybersecurity risks. Our IT department is primarily responsible for assessing and managing material risks from cybersecurity threats. The IT department has primary responsibility for our overall cybersecurity risk management program and supervises both our internal cybersecurity and IT personnel and our external cybersecurity consultants. Our CFO leads the IT department and together with IT management they have more than 30 years of combined experience in the IT profession. Our IT personnel take steps to stay informed about and monitor efforts to prevent, detect, mitigate, and remediate cybersecurity risks and incidents through various means, which may include: threat intelligence and other information obtained from governmental, public or private sources, including external consultants engaged by us; and alerts and reports produced by security tools deployed in our IT environment. 39 We have not identified risks from known cybersecurity threats, including as a result of any unauthorized access to customer, vendor, supplier, joint venture, employee or our data occurred as a result of cybersecurity incidents against us that have materially affected us, including our operations, business strategy, results of operations, or consolidated financial condition. We face risks from cybersecurity threats that, if realized, could have a material adverse effect on our business, operations, or consolidated financial condition. See additional information about our cybersecurity risks under "Risk Factors-Risks Inherent in Our Business-We and our third-party providers may be subject to cybersecurity risks, cyberattacks, and other interruptions or failures in our information technology systems."

Company Information