Dynamic Shares Trust 10-K Cybersecurity GRC - 2024-04-01

Page last updated on April 11, 2024

Dynamic Shares Trust reported their cybersecurity risk management and governance process in a yearly 10-K filed on 2024-04-01 15:00:21 EDT.

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10-K filed on 2024-04-01

Dynamic Shares Trust filed an 10-K at 2024-04-01 15:00:21 EDT
Accession Number: 0001493152-24-012285

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Item 1C. Cybersecurity.

Item 1C. Cybersecurity The Sponsor recognizes the importance of managing cybersecurity risks to protect its business operations, clients, and stakeholders. The Sponsor has implemented a comprehensive Cybersecurity Policies and Procedures Plan for the Fund, which outlines our approach to identifying, assessing, and mitigating cybersecurity threats and vulnerabilities in alignment with industry standards and best practices. Risk Management and Strategy Cybersecurity Risk Assessment and Management : The Fund has established a risk-based cybersecurity framework to manage cybersecurity risks effectively. This framework includes regular assessments of its information systems, physical and virtual infrastructure, and the data therein, to identify potential cybersecurity threats and vulnerabilities. Our cybersecurity strategy is integrated into the Fund s overall risk management processes, with specific consideration given to the confidentiality, integrity, and availability of our information systems. Third-Party Service Providers : The Fund engages with various third-party service providers for critical operations and services. The Sponsors conducts rigorous cybersecurity risk assessments of all vendors and business partners with access to our networks or sensitive information. These assessments ensure that third-party cybersecurity policies are robust and align with our cybersecurity standards. Material Impact of Cybersecurity Threats : To date, there have been no material cybersecurity incidents that have significantly impacted the Fund s business strategy, results of operations, or financial condition. The Sponsor continue to monitor our systems and processes to mitigate potential cybersecurity risks actively. Governance Sponsor Oversight : The Sponsor of the Fund has a fundamental role in overseeing the Fund s cybersecurity risk management. The Sponsor receives regular updates on cybersecurity matters from management and third-party service providers, ensuring that cybersecurity risks are managed proactively at the highest level of the organization. 46 Management s Role : Our management team Xinyu Jiang and Weixuan Zhang are responsible for overseeing the development, implementation, and ongoing management of the Fund s Cybersecurity Policies and Procedures including the monitoring of our systems for potential cybersecurity events and the implementation of preventive and mitigative measures.

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