Redwood Enhanced Income Corp. 10-K Cybersecurity GRC - 2024-03-18

Page last updated on April 11, 2024

Redwood Enhanced Income Corp. reported their cybersecurity risk management and governance process in a yearly 10-K filed on 2024-03-18 16:32:21 EDT.

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10-K filed on 2024-03-18

Redwood Enhanced Income Corp. filed an 10-K at 2024-03-18 16:32:21 EDT
Accession Number: 0001558370-24-003502

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Item 1C. Cybersecurity.

Item 1C. Cybersecurity The Company has processes in place to assess, identify, and manage material risks from cybersecurity threats. The Company s business is dependent on the communications and information systems of the Advisor and other third-party service providers. The Adviser manages the Company s day-to-day operations and has implemented a cybersecurity program that applies to the Company and its operations. Cybersecurity Program Overview The Adviser has instituted a cybersecurity program documented through a Written Information Security Plan designed to identify, assess, and mitigate cyber risks applicable to the Company. The cyber risk management program involves risk assessments, implementation of security measures, and ongoing monitoring of systems and networks, including networks on which the Company relies. The Adviser actively monitors the current threat landscape in an effort to identify material risks arising from new and evolving cybersecurity threats, including material risks faced by the Company. The Company relies on the Adviser to engage external experts, including a third-party cybersecurity consultant to evaluate cybersecurity measures and risk management processes, including those applicable to the Company. The Company relies on the Adviser s risk management program and processes, which include cyber risk assessments. The Company depends on and engages various third parties, including suppliers, vendors, and service providers, to operate its business. The Company relies on the expertise of the personnel of the Adviser and the Adviser s cybersecurity consultant when identifying and overseeing risks from cybersecurity threats associated with our use of such entities. Board Oversight of Cybersecurity Risks The Board of Directors provides strategic oversight on cybersecurity matters, including risks associated with cybersecurity threats. The Board of Directors receives periodic updates from the Company s Chief Compliance Officer regarding the overall state of the Adviser s cybersecurity program, information on the current threat landscape, and risks from cybersecurity threats and cybersecurity incidents impacting the Company. Management’s Role in Cybersecurity Risk Management The Company s management, including the Company s Chief Compliance Officer, is responsible for assessing and managing material risks from cybersecurity threats. Management of the Company is informed about and monitors the prevention, detection, mitigation, and remediation of cybersecurity incidents impacting the Company, including through the receipt of notifications from service providers and reliance on communications with personnel of the Adviser. Assessment of Cybersecurity Risk The potential impact of risks from cybersecurity threats on the Company are assessed on an ongoing basis, and how such risks could materially affect the Company s business strategy, operational results, and financial condition are regularly evaluated. During the reporting period, the Company has not identified any risks from cybersecurity threats, including as a result of previous cybersecurity incidents, that the Company believes have materially affected, or are reasonably likely to materially affect, the Company, including its business strategy, operational results, and financial condition. 53 Table of Contents

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